Receiving & Paying Agent
We are authorised and regulated by the FCA with the relevant permissions to hold client money. We manage the receipt and processing of application forms, reconciliation of subscription monies and calculate investment allocations and other payments.
- Managing the application process
- Receiving and handling client money in accordance with FCA’s rules
- Making investment allocations, paying adviser charges, interest payments and final distributions to investors
Custodian &
Nominee Services
We hold and safeguard client assets including cash, shares or other investment instruments throughout the life of the investment. Using a Nominee means that we will hold the underlying investor information in one place – streamlining corporate processes so our clients only have to deal with a single shareholder representative.
- Holding and safeguarding client money and assets (securities)
- Provision of Nominee entity to hold legal title of securities on behalf of beneficial owners
- Investor reporting
Registrar &
Corporate services
We can handle shareholder and company secretarial services for companies and funds, ranging from share register management and tending to all statutory filings, to effecting corporate actions and managing investor communications.
(S)EIS administration services
Where investments qualify under the Enterprise Investment Scheme, we understand that investors expect to claim their relief without delay. We can handle the process from start to end, removing the administrative burden from the Company.
- Making (S)EIS1 applications to HMRC’s Small Company Enterprise Centre (SCEC)
- Liaising with the SCEC as an authorised agent
- Preparing and issuing (S)EIS3 certificates to investors
